Home
| Databases
| WorldLII
| Search
| Feedback
University of New South Wales Faculty of Law Research Series |
Last Updated: 5 September 2008
Videotaping Police Interrogation
David Dixon
ABSTRACT
Drawing
on research into audio-visually recorded interrogations in New South Wales, this
paper comments on the implications for criminal
justice in jurisdictions facing
problems and controversies in the questioning of suspects. It considers whether
various benefits
and harms which were predicted to flow from audio-visual
recording have eventuated, focusing on two issues – the interpretation
of
images and unrecorded questioning. Its conclusion is that audio-visual recording
offers significant benefits to criminal justice,
but is no panacea (and can even
be counterproductive if treated as such). Audio-visual recording has to be part
of a comprehensive
regulatory regime: the paper concludes by arguing for a
renewed commitment to the legal regulation of policing.
Audio-visual recording as a panacea
Police interrogation has long been a source of
controversy in criminal justice around the world. Problems have ranged from
unintentional
inducement of false confessions, to fabrication of confessions
(‘verballing’), to torture. Sometimes of equal concern
to the
authorities has been the making of allegations of abuse which have been false or
unverifiable, but which cause delay in the
justice process and harm the
reputation of police. A series of connected responses developed in
English-speaking countries. In the
1960s, the United States Supreme Court
interpreted the Constitution to require protection of suspects’ rights,
notably through access to legal
counsel.[1] In the
1980s, detailed statutory regulation of custodial interrogation was introduced
in England and Wales.[2]
In Australia, the High Court developed the law of evidentiary admissibility, and
Commonwealth and state statutory regulation was
introduced (Dixon 1997:
ch.5).
In the wake of these responses, official concern about interrogation
and confessions waned, partly because it was thought that judicial
and statutory
responses had been adequate, partly because of the shift in public concern from
due process to crime control, partly
because other issues became more
fashionable for policy-makers, grant funding agencies, and academic researchers.
However, such concern
has been sharply revived in the last decade as false
confessions have emerged as a significant source of the miscarriages of justice
which have been disclosed by the use of DNA analysis. This is particularly the
case in the United States, where the limits of judicial
supervision even in
capital cases have been exposed by the acknowledgment of a mass of miscarriages
of justice through use of DNA.
False or coerced confessions have been a
significant contributor to the wrongful convictions which should have become a
national
scandal (Scheck, Neufeld, & Dwyer 2000; Westervelt & Humphrey
2001). Similarly in England, some of the contentious disputes
over alleged
miscarriages of justice stemming from false confessions have been resolved by
DNA analysis (Sekar 1997).
There has been a common theme in many responses
to these controversies: police interrogation should be electronically recorded
using
audio or audio-visual technology. Indeed, audio-visual recording is
frequently presented as a solution to the ills of custodial interrogation.
Interest in such recording is not new: there have been calls for its use from
the time that recording equipment was widely available.
However, the
contemporary calls for audio-visual recording are more widespread, united and
urgent than before.
Notably, calling for the use of electronic recording has
become a standard component of proposed programs to avoid miscarriages of
justice in the United States (Huff 2002; Leo 2001: 48-9). A prominent example
was provided in July 2003 by the state of Illinois. In response to concern about
the execution of people
who had been wrongfully convicted, Illinois required
police to electronically record interviews with murder suspects. The reform
was
designed ‘to restore the integrity of the criminal justice
system’.[3] All
too often, electronic recording is put forward as a panacea. There is little
consideration of how or why it will deal with the
problem: it is taken for
granted that it will.
Criminal justice practitioners and researchers tend to
be parochial. In Anglo-American discussions of audio-visual recording, there
is
little recognition that several Australian jurisdictions have been using
audio-visual recording for a decade, not just in field
trials, research
experiments or selected cases, but routinely for questioning about all
indictable offences. This is in contrast
to England and Wales, where caution led
to reliance on audiotaping, although the sporadic interest in video is now being
revived
(Newburn et al. 2004). In the United States, audio-visual recording is
widespread, but is generally used only for read-backs in the
most serious cases
(Geller 1993). The Australian experience provides important guidance for other
jurisdictions considering the audio-visual
recording of police questioning of
suspects. This article presents results from research in New South Wales, which
has been a leader
in the development of audio-visual
recording.[4]
The criminal justice context
Criminal justice in Australia is principally the
responsibility of the states and territories. The Commonwealth is responsible
only
for a limited range of criminal offences, of which illegal drug importation
is most prominent. While there are increasing pressures
for coordination and
removal of differences, each state has its own police force, criminal laws, and
justice system.
However, it is possible to identify three general
characteristics of Australian criminal justice which are relevant here. First,
historically, there has been a heavy dependence upon confessional evidence.
Stevenson’s study of NSW District Court cases in
1979 found that
prosecutions depended on confessional evidence much more heavily than in
comparable jurisdictions overseas. In her
sample, confessional evidence was
presented in no less than 96.6% of cases (Stevenson nd: 90). Secondly, the
process has relied greatly
on the courts to control police malpractice through
the exclusion of evidence. State courts have a poor record in accepting this
responsibility. Meanwhile, compared to England and Wales, the statutory
framework of investigative practice has been underdeveloped.
Until 1997, NSW
police did not even have a statutory power to detain a suspect for investigative
purposes between arrest and charge.
Officers had to make do by exploiting
loopholes in the common law or simply relying on the courts’ reluctance to
exclude unlawfully
obtained evidence (Dixon 1997: ch.5). When police powers were
legislated, a style of soft or presentational regulation was adopted.
For
example, while a right to legal advice was provided for suspects being
questioned by police, no legal aid or duty solicitor schemes
were provided. As
might be expected, the result is that very, very few suspects see a lawyer
before being charged.[5]
Thirdly, and finally, criminal justice is dominated by the simplistic rhetoric
of law and order politics. Despite politicians’
standard genuflection to
evidence-based policy, it is very hard even to have open discussion about
measures which can be interpreted
(or misinterpreted) as favouring suspects.
NSW Police & ERISP
NSW Police describes itself as
‘Australia’s oldest and largest police organisation and one of the
biggest in the English
speaking world’. With more than 13,300 officers, it
‘serves a population of seven million in the state of New South Wales,
an
801,600 square kilometre area comparable in size to Texas in the USA and double
the combined geographic areas of England, Scotland
and
Wales’.[6] This
scale has a significant impact on the delivery of policing services. While most
people live in towns and cities, provision has
also to be made for police
officers who are widely scattered in rural areas.
NSW Police introduced its
audio-visual program, Electronic Recording of Interviews with Suspected Persons
(ERISP), in 1991. The groundwork
for this had been laid by two reports from the
Attorney General’s Criminal Law Review Division. By contrast to ad hoc
developments
in other states, these CLRD reports provided a substantial basis on
which policy and action could proceed (McClintock & Healey
1987: 7). None
the less, ERISP was not introduced by legislation: it was essentially a police
project, although the Office of the
Director of Public Prosecutions and, to a
lesser extent, other criminal justice agencies were involved in cooperative or
consultative
roles. Belatedly, ERISP was given some statutory bite in 1995 when
a general reform of the law of evidence made electronic recording
a prerequisite
for the admissibility of confessional evidence in more serious
cases.[7] In practice,
this distinction is not very important: while the growth of the summary
jurisdiction means that electronic recording
is not required for some
substantial offences, in practice police routinely use ERISP to record all
formal interviews.
The technology in the ERISP system consists of combined
video and audio ‘hybrid’ recorders. They simultaneously record
three
audio cassettes and one video (VHS format) tape. (More compact triple deck audio
equipment is available for use when audio-visual
recording is impractical eg
interviews conducted in remote locations or overseas). Of the three audio tapes,
one (the ‘security
master tape’) is sealed in the presence of the
suspect at the end of the interview, a second is given to the suspect, and the
third is for the investigator’s use. The cassettes are, respectively,
yellow, white and blue. The audio-tapes and video tapes
are of different
lengths, so that they do not finish simultaneously. The video tape is supposed
to be left recording while the audio
tapes are changed, and during other breaks,
eg for toilet visits or drinks, or more commonly at the end of the interview
while waiting
for the ‘adopting officer’ (a notionally independent
supervisor, who asks the suspect pro forma questions about the conduct
of the
interview). A monitor on the ERISP machine allows officers to check that
participants are within camera range. Earlier ERISP
equipment consisted of a
large box sitting on the end of the interview table. Subsequently, more
discreet equipment has been installed
below the interview desk, leaving only the
microphones and camera in view.
Audio and video tapes are bulky, relatively
fragile, and awkward to use. Manifestly, they are parts of an outdated
technology. The
NSW Police is developing digital technology for use in ERISPs.
While digitalization has its own problems (Newburn et al. 2004), this
should
deal with many of the practical problems experienced with tapes. However, its
introduction is still some time away.
ERISP was designed in the expectation
that audio tapes would be relied upon by police in creating briefs and
subsequently by lawyers
and courts. A transcript was to be produced when a plea
of not guilty was likely or had been made. The video tape was to be held
in
reserve as confirmation of the authenticity of the audio tape. The ERISP
instructions provide:
Police should note that the purpose of the video recording is primarily to show an independent tribunal that the interview was conducted fairly. Unless there is some overriding forensic reason or the defence mandates its use, the DPP will offer the audio master tape into evidence. (NSW Police 1992: 28)
In any case, it was expected that showing of a video in court would be the
exception. Most cases would end in guilty pleas. When a
trial occurred,
‘in many cases where not guilty pleas are entered, the audio tape will be
sufficient and more easily edited
and accessible’ (CLRD 1986: 16). In
practice, however, courts insisted on seeing the video tapes. The fact that the
ERISP machinery
records only one videotape causes problems, notably for defence
lawyers who wish to view tapes. They have to make arrangements to
view them at
police stations or DPP offices. Copying is lengthy and inconvenient.
Digitalization will resolve this problem by making
the production of copies
quick and easy.
Initially, the image on the ERISP video was intended to be
of all those sitting at the interview table. However, for reasons to be
discussed below, the technology has been adapted, allowing the camera to switch
between a close-up of the suspect (for most of the
time) and a broader view of
the interview room (briefly).
In order to understand ERISP, it is
important to appreciate the political context from which it emerged. There had
been longstanding
concern about the practice of verballing, ie the fabrication
of confessions or admissions: ‘From the 1940s to the 1970s, credible
complaints of unlawful and improper conduct in detaining and questioning
suspects had been a recurring feature of policing in NSW
(and elsewhere in
Australia)’ (Alderson 2001: 253). According to a Royal Commission into the
NSW Police Service, verballing
became ‘an art form within certain sections
of the NSW Police Service’ (Wood 1996: 40). By the 1980s, verballing
–
actual or alleged - had become a significant problem for the criminal
justice process. Public trust and confidence in the police
were affected. More
instrumentally, challenges to police evidence of confessions were voraciously
consuming court time and exacerbating
delays in the justice process. In
Stevenson’s study, it was reported that ‘nearly 50% of the trial
time in which witnesses
were giving evidence was related to determining the
admissibility or veracity of confessional evidence’ (nd 4).
The issue
was verballing, not miscarriages of justice stemming from confessions which were
made, but which subsequently are shown
to be false. There have been high profile
cases of miscarriages of justice (Carrington et al. 1991). However, unlike the
UK and US,
these have not involved false
confessions.[8] The
priority of ERISP was dealing with verballing - actual or alleged. This meant
that the primary focus was not on controlling
police questioning, but on
providing courts with a record of a confession in a form so that, specifically,
it could not be challenged
and, generally, that the reputation of police
investigations could be renovated. The lengthy and increasingly embarrassing
public
dispute about verballing and ‘the concerns which are widely held
about’ typed records of interview (NSW Police 1992:
2) could be ended.
ERISP addressed the relatively simple question – ‘Did the defendant
say what police claim he said?’
The much more complex question –
‘Is the defendant’s confession true?’ – remains to be
addressed. As
will be reported below, ERISP has virtually ended public debate
and concern about verballing. There has been little external interest
in police
questioning techniques in recent years. It is to the credit of NSW Police that,
despite the lack of external pressure,
a program of interview training based on
the English PEACE approach has been introduced.
Research projects and methods
The research on which this paper draws comprised a
series of four empirical
studies.[9] We analyzed
two large randomly selected samples of ERISP audio-visual tapes involving
interviews about suspected offences. The random
selection produced temporal and
geographical representativeness. The study is not confined to material from the
metropolitan region,
but includes smaller towns and rural areas. More
importantly, it ensured that the focus is on everyday police work and mundane
investigative
practice, rather than the dramatic, well-publicized and very
serious cases which attract most attention. Such cases are, of course,
of
enormous significance. However, we have also to take seriously the criminal
justice experienced both by the mass of citizens who
come into contact with it,
and by the overwhelming majority of criminal justice professionals. If we focus
only on the exceptional,
we are unlikely to produce regulations and training
appropriate for the everyday. Lacking relevant guidance, police officers will
rely on craft practices and cultural norms. It is a mistake to assume that
everyday criminal justice is basically unproblematic and
that what is at stake
– case clearances and convictions for the police, punishment and criminal
records for suspects –
are not significant for those involved.
Firstly, Sample I consisted of 175 electronically recorded video taped
interviews with 167 suspects (8 people were interviewed twice).
These were
randomly selected from all ERISPs conducted in NSW in 1997. Data on 168
variables were collected. Data from this sample
provide a general view of how
ERISP is used.
Secondly, Sample 2 contained 87 ERISPs, randomly selected
from interviews between March 1998 and November 1999 conducted by officers
who
had received the new style of interview training based on the PEACE program.
This part of the study was primarily intended to
assess the impact of
developments in interview training.
The third element of the project, the
‘court sample’, was designed to investigate ERISP in the context of
judicial proceedings.
For this study, we randomly selected 75 District and
Supreme Court cases and observed proceedings, viewed ERISP tapes, read
prosecution
briefs, and interviewed participants (including defendants).
Analysis of these data is incomplete at this stage.
Finally, we conducted a
questionnaire study of criminal justice professionals in order to understand
their perceptions and experiences
of policing. Questionnaires were sent to all
members of four groups: judges who heard criminal matters in the state district
and
supreme courts; detective sergeants in operational supervisory positions at
local and central levels; crown prosecutors; and criminal
defence lawyers,
including both public defenders and private lawyers with substantial criminal
practices. Cooperation from relevant
agencies and the work of a relentless
research assistant produced good response rates, particularly from police and
prosecutors.
The respondents comprised 123 Detective sergeants (response rate
89%); 71 Crown Prosecutors (response rate 91%); 19 Public Defenders
and 58
private defence lawyers (response rate 58%); 33 District Court and 16 Supreme
Court judges (response rate 69%). In addition,
there has been the usual
extensive complementary research, including unstructured interviews, documentary
analyses, and field observations.
The impact of audio-visual recording
From the perspective of the NSW Police, ERISP has been a great success. Verballing has virtually disappeared as a matter of public debate and political embarrassment. By introducing ERISP, the police took the wind out of the sails of calls for other measures to protect suspects’ rights, such as a substantial right to legal advice, corroboration of confessions by independent evidence, and even the prohibition of custodial interrogation (all of which were on the agenda for consideration in the late 1980s: see NSW Law Reform Commission 1990).
(a) Beneficial effects of ERISP
Apart from the principal aim of restoring the
integrity of the investigative process, ERISP was expected to have numerous
beneficial
results. Objective assessment of the extent to which these have been
achieved is made difficult and often impossible by two factors.
Firstly, there
were many other concurrent changes in criminal justice, making identification of
the specific effect of ERISP very
difficult. Secondly, the records and data
needed to make a retrospective assessment of effect proved to be unfortunately
inadequate.
Notably, NSW court records from before 1991 do not include
information which would make counting voir dires possible. Consequently,
our
assessment of ERISP’s impact on criminal justice relies primarily on our
questionnaire study. The problem is, of course,
that our respondents were
providing subjective assessments. Such assessments can be inaccurate (Vennard
1984). However, the subjectivity
has its own value: in criminal justice,
perception is often at least as significant as empirical reality.
ERISP was
expected to increase the rate of guilty pleas (NSW Police 1992: 2). While it may
be impossible objectively to distinguish
the impact of ERISP from that of many
other contemporaneous changes (notably the abolition of the defendant’s
right to make
an unsworn ‘dock statement’), considerable majorities
of questionnaire participants in each category had no subjective
doubt that
ERISP had increased guilty pleas.
Table 1: Effect of ERISP on guilty pleas
|
Prosecutors %
(N=71) |
Defence %
(N=77) |
Judges %
(N=49) |
|
Increased
|
62
|
73
|
49
|
49
|
Decreased
|
0
|
0
|
4
|
2
|
Neither
|
28
|
13
|
21
|
18
|
Don’t know
|
11
|
14
|
21
|
20
|
No response
|
0
|
0
|
5
|
10
|
As noted above, concern about the cost (in terms both of resources and legitimacy) of voir dires involving confessional evidence had been a major motivating factor in the introduction of ERISP. There was a widespread perception among judges and prosecution and defence lawyers that the number of voir dires had declined. However, police were more equivocal.
Table 2: ‘ERISP has reduced the frequency of voir dires (and other disputes about evidence) relating to police interviews’
|
Prosecutors %
N=71 |
Defence %
N=77 |
Judges %
N=49 |
|
Agree/ strongly agree
|
44
|
90
|
71
|
75
|
Neutral/undecided
|
29
|
3
|
12
|
12
|
Disagree/ strongly disagree
|
20
|
3
|
5
|
6
|
Don’t know
|
6
|
4
|
12
|
0
|
No response
|
0
|
0
|
0
|
6
|
More guilty pleas and fewer challenges to the admissibility of evidence were expected to save court time and reduce delays in bringing matters to trial. There was general agreement that ERISP had reduced trial length.
Table 3: ERISP’s effect on the number of days spent in court on trials
Prosecutors %
N=71 |
Defence %
N=77 |
Judges %
N=49 |
|
Increased 8
|
4
|
21
|
10
|
Decreased 58
|
76
|
61
|
65
|
Undecided 18
|
13
|
1
|
0
|
Neither increased 10
nor decreased |
7
|
9
|
10
|
Don’t know 6
|
0
|
6
|
8
|
No response 0
|
0
|
1
|
6
|
There was also widespread agreement that ERISP had increased public confidence in the justice process.
Table 4: ‘The introduction of ERISP has had a beneficial impact upon public confidence in the criminal justice system in NSW’
|
Police %
N=123 |
Prosecutors %
N=71 |
Defence %
N=77 |
Judges %
N=49 |
Agree/strongly agree
|
53
|
85
|
62
|
80
|
Neutral/undecided
|
28
|
8
|
25
|
14
|
Disagree/strongly disagree
|
9
|
1
|
5
|
2
|
Don’t know
|
9
|
6
|
8
|
2
|
No response
|
0
|
0
|
0
|
2
|
Finally, table 5 presents the main advantages of ERISP perceived by each group of respondents:
Table 5: Main advantages of ERISP perceived by each professional group *
|
Prosecutors %
N=71 |
Defence %
N=77 |
Judges %
N=49 |
|
Reduces allegations, disputes,voir dires
|
56
|
8
|
9
|
47
|
Integrity, reliability of record, efficiency
|
74
|
19
|
43
|
24
|
Shows appearance, demeanour, tone
|
31
|
42
|
19
|
33
|
Controls police, protects suspects
|
2
|
7
|
25
|
12
|
*Some mentioned more than one such advantage.
In summary, ERISP has been successful in putting an end to the long dispute about verballing, and is perceived by many criminal justice professionals to have increased guilty pleas, reduced trial length, reduced challenges to the admission of confessional evidence, and increased public confidence in the justice process.
(b) Expected negative effects of ERISP
In the 1980s, many police officers expressed
outright opposition to mandatory recording schemes, treating the proposal as a
slight
on their integrity and an inappropriate interference in their business.
As pressure grew, the police shifted ground, stressing the
practical problems of
audio or audio-visual recording: ‘The grounds were various, including
expense, physical impracticality,
the ease of a suspect faking sounds of a
scuffle, and the prediction that confessions would be disputed, but on different
grounds’
(Aronson & Hunter 1998: 334). In addition, police warned of
problems relating to mechanical reliability, transcription, the effect
on
suspects, and the recording of confessions away from police stations (Alderson
2001: 259, 268-9). Some objections were dealt with
the way electronic recording
was introduced: notably, the incorporation of video recording met the concern
that suspects would pretend
they were being assaulted. Similarly, the repeated
predictions that police would tamper with or improperly edit tapes were
countered
by the simple measure of providing the suspect with an original
audiotape at the end of each interview.
Fear that police efficiency would be
affected by a fall in the confession rate was a familiar objection. Our
respondents’ views
on ERISP’s impact on the number of confessions
varied.
Table 6: Perceived effect of ERISP on the number of confessions in police interviews
|
Prosecutors %
N=71 |
Defence %
N=77 |
Judges %
N=49 |
|
Increased
|
12
|
21
|
19
|
24
|
Decreased
|
41
|
48
|
25
|
12
|
No change
|
37
|
7
|
31
|
20
|
Don’t know
|
9
|
24
|
22
|
35
|
No response
|
0
|
0
|
3
|
8
|
While substantial numbers of police and prosecutors thought that confessions
had declined in number, this was not (as previously expected)
a source of
significant complaint. A number of factors accounted for the decrease. Notably,
it was suggested that interviews had
become more genuinely investigatory, were
focused on the offence for which the suspect had been arrested, and were less
likely to
produce confessions to other offences. In addition, the reduction of
‘efficiency’ in criminal justice to a quantitative
measure was
resisted. If there had been some decline in quantity of confessions and
admissions, this was more than offset by the
increase in quality.
As regards
technical problems, some difficulty was certainly experienced in maintaining a
large number of ERISP machines for use
by officers across NSW who included some
who were clumsy or even happy to see the machine breakdown. Analysis of our tape
samples
indicated a lack of supervision of tape quality. Notably, in sample 1,
we identified three stations which produced ERISP tapes suffering
from the same
major technical problems over extended periods up to one year. Such problems
have decreased and should continue to
fall as officers increasingly accept and
value ERISP, supervision and training is improved, and equipment becomes more
reliable (notably
when digital recording replaces tapes). However, technical
reliability relies on maintenance, upgrading, and replacement. To some
extent,
ERISP has been a victim of its own success. By pulling police interrogation out
of the spotlight of public and political
attention, ERISP has also reduced its
power to draw resources.
In England and Wales, significant problems have been
reported in the accuracy of synopses and transcriptions of interviews (Baldwin
1993; Gudjonsson 2003: 86, 114). In NSW, police do not include their synopses in
briefs, relying instead on transcripts produced
by an external contractor. While
the English experience suggests that quality of transcriptions should be closely
checked, this has
not been a source of concern so far in NSW.
The ERISP
experience suggests that most fears about electronic recording of interviews
with suspects were exaggerated or misplaced.
As appears to be typical, police
resistance to taping faded away as officers appreciated its benefits, were
reassured about its detrimental
effects, or simply got used to it. The old
antagonism has gone: ‘The standard police response nowadays is remarkably
different,
welcoming recording as a way of rebutting unwarranted slurs by
criminals and their lawyers’ (Aronson and Hunter 1998: 334).
There are,
however, two problematic aspects of ERISP which remain to be addressed –
the interpretation of visual images and
the proportion of police questioning
which is recorded. Any jurisdiction considering the introduction of electronic
recording needs
to deal with the issues raised here.
(Mis)reading images
The Criminal Law Review Division had acknowledged
that using visual images in evidence could be problematic, considering whether
‘a
record of things such as tattoos, speech, mannerism, dress, demeanour
and language’ might be prejudicial to some defendants
(1986: 15).
CLRD’s view was that prejudice to the defendant was unverifiable and that
it might be counterbalanced by advantages,
such as showing the pressures on a
suspect (1986: 15). In retrospect, this conclusion appears to be justified,
although the balance
favours the prosecution. Police officers and prosecutors
routinely were enthusiastic about the court being able to see the contrast
between the neatly dressed, polite defendant in the dock and the scruffy,
abusive suspect pictured on ERISP. On the other hand, our
samples included
several cases in which, to the defendant’s benefit, the ERISP provided
information not discernible from a
transcript or audiotape, for example that the
suspect was affected by drugs during the interview.
However, the CLRD did
not foresee that the problem would be not responses to objectively identifiable
matter such as dress and tattoos,
but subjective interpretations of behaviour
– the reading of ‘body language’ in order to draw inferences
and, particularly,
to detect deception. This meant that a potential problem of
using video was underestimated.
NSW judges have shown considerable interest
in interpreting the ERISP image, particularly for the detection of deception. A
disturbing
encounter early in our research was with a judge who confidently
claimed to be able to assess the veracity of witnesses by observing
whether they
glanced to left or right. Judges’ interest in detecting deception provided
much of the pressure for the showing
of ERISPs in court, the improvement in
ERISP picture quality, and, most significantly, the introduction of technology
providing an
image alternating between a general picture of the interview room
and those present to a close-up of the suspect.
Alternating images have both
advantages and disadvantages. The most obvious advantage is that for the first
time the viewer can see
a large, clear image of the suspect’s face during
the interview. After years of (at times frustrating) attempts to make out
how
the suspect looks (Are his/her eyes closed? Is he/she falling asleep during
some questions? How serious an injury is that mark
on the forehead which is a
blur from the distance? Is she visibly alcohol affected?), it is good to be
offered such a large clear
image of his or her face. The size and clarity of
this image of the suspect greatly reduces what previously may have remained in
the realm of guess work.
Among the disadvantages are that other persons
present in the interview are only seen briefly, if at all. The ERISP camera
records
the whole interview table only for some 20 seconds every three minutes,
before reverting to the face of the suspect. For most of
the time, the
interviewers are not on screen. If ERISP is to be used as a mechanism of
supervision and accountability of interviewing
officers, something is lost by
focusing on the suspect. There is a relatively simple technological solution to
this aspect of the
problem. Replacing ERISP recorders with units including two
cameras which could produce split image or ‘picture in picture’
images would allow simultaneous recording and presentation of both the
suspect’s face and the room as a whole. However, this
would not deal with
the problem of misinterpretations of images.
While both prosecution and
defence may gain some advantage from the close-ups showing the suspect’s
condition, there are grounds
for concern about potential interpretations of
these images by both prosecutors and judges. ERISP 073 illustrated the
potential
problem. In close-up, the suspect appeared somewhat shifty as he
moved his eyes from side to side. However, the brief wider focus
showed that
these eye movements were a normal mode of interaction with two interviewers who
were both attempting to maintain eye
contact with him. Seeing him reacting to
questions rather than seeing him as one of three people exchanging questions and
answers
invited incomplete or inaccurate interpretation.
In our
questionnaire study, a majority of both judges and prosecutors reported that
they believed that demeanour is an indicator of
veracity. By contrast, more
police disagreed than agreed with the statement. Direct experience of
interviewing suspects and the Police
Service’s discouragement of
pretensions to read deception from body language are presumably responsible for
this.
Table 7: ‘A suspect’s demeanour during the interview indicates whether he/she is telling the truth’
|
Prosecutors %
N=71 |
Defence %
N=77 |
Judges %
N=49 |
|
Agree/Strongly agree
|
28
|
56
|
26
|
57
|
Disagree/strongly disagree
|
32
|
10
|
38
|
20
|
Neutral/undecided
|
36
|
28
|
35
|
16
|
Don’t know
|
3
|
6
|
1
|
2
|
No response
|
1
|
0
|
0
|
4
|
This is not the place for a review of the extensive psychological literature
on this topic. It is sufficient for present purposes
to point out that the
research evidence clearly establishes that, whatever a highly trained
psychologist may be able to do in detecting
deception, a judge (or indeed
prosecutor, jury or police officer) cannot do so accurately, and that standard
interview training does
not increase the capacity to correctly identify
deception (Memon et al 1998; Milne & Bull 1999:64; Mortimer & Shepherd
1999:
302; Vrij 1999).
The widespread dissemination of schlock psychology
through magazine articles or (as in the case of the judge noted above) brief
professional
education courses is a matter of real concern, indicating the need
for a vigorous program of appropriate education and training for
criminal
justice professionals, including judges and prosecutors, in any jurisdiction
considering the use of video to record interviews
with suspects.
The whole picture?
When it was introduced, ERISP was presented as a technology which would deal with the problems – real and alleged – of police questioning by allowing outsiders to see what happened in the police interview room.
The electronic recording will provide courts with a window into the interviewing process giving opportunity for an objective assessment to be made of the prevailing circumstances surrounding the interview and the substance of any confession or admission arising therefrom (NSW Police 1992: 1)
Through this clear ‘objective’ window, the court should be able to see how a defendant came to confess. As McConville comments,
What seems to be on offer, for judges, lawyers and juries, is the chance to have the past replayed, enabling the viewer to look on as reality is being constructed. It is that promise which invests the video with such persuasive character (1992: 548).
If, however, the recorded interaction is
the product of earlier, unrecorded questioning, then video’s promise may
be illusory.
The danger that video may give a false gloss of authenticity is
real. A solicitor interviewed in our court study commented that,
simply by
virtue being on camera, the interview seems more compelling and tends to be
accepted as legitimate. This section addresses
the key problem of what is (and
should be) recorded and the relationship between rehearsal and
recital.[10]
Anyone
who feels complacent about police questioning practices in an age of
audio-visual recording would do well to read McConville’s
disturbing
account (1992a) of how some English police officers evaded controls on the
questioning of suspects and were able to present
audiovisually
recorded[11] accounts
which gave no indication of the unrecorded misconduct in
‘interviews’ which preceded them. While these were
not officially
recorded, they were captured by cameras and microphones installed in the station
as part of a documentary project
by a television
company.[12]
Apparently voluntary confessions given in bland interviews were shown to
have been produced by deals, threats and
inducements.[13] The
official record of these interviews gave a misleading account of what occurred
in a way that would have been convincing had not
an unofficial record been
available.
McConville argues that the misrepresentation effected by
incomplete recording jeopardizes suspects, and that, far from protecting
suspects’ rights, electronic recording undermines them. He warns that
‘where the police make threats or inducements
or strike deals with
suspects in private which then lead to a confession in the formal interrogation,
the position of a complaining
suspect will be weakened rather than strengthened
by the supporting videotaped record of the confession because of its apparent
ability
to capture reality’ (1992b: 962).
When the introduction of
ERISP was proposed, anti-verbal activists in NSW similarly expressed concern
that it would worsen the situation
of people in custody: ‘police might
manipulate taping by using threats and intimidation to secure a recorded
confession which
would then be impossible to challenge’ (Alderson 2001:
266). The preferred option of the Prisoners’ Action Group was
to require
the presence of an independent person during interrogation (PAG 1989).
Responding to similar earlier concerns, the Criminal
Law Review Division (CLRD)
had warned of the danger that ERISP might be used to record rehearsed
interviews, and consequently recommended
that all questioning should be
recorded. (1986:17, 41-2).
However, when the ERISP program was eventually
introduced in 1991, this was not done by means of legislation (contrary to the
CLRD’s
recommendation: 1984: i; 1986: 75-6). In part, this was because
there would have been an unmistakable irony about legislating to
record
questioning of suspects whom the police still had no legal authority to detain
for such purposes (Dixon 1997: ch.5). There
were some benefits from the initial
lack of legislation: ‘the absence of a legislative framework avoided
negative symbolism
that might have produced an adverse police reaction and
delayed or diluted the introduction of recording in practice’ (Alderson
2001: 279). But the cost was introducing electronic recording to an
unreconstructed legal regime. The production of regulation
– the ERISP
Instructions and Guidelines and subsequently a Code of Practice for criminal
investigation (NSW Police 1992; 1998)
– was left to the police, with
external regulation limited to rules regarding the admission of evidence.
Despite some (non-coincidental)
similarities of language, there is a marked
contrast between the status of the PACE Codes of Practice and that in NSW.
As
explained above, the priority of the police was to dispel accusations of
verballing, not to control police questioning. Consequently,
officers have been
able to question suspects without electronic recording, so long as any admission
or confession which they hope
to use in court is subsequently
‘adopted’ on tape. Not surprisingly, this is not spelled out. The
guidelines provided
to police are obscure and ambiguous. They appear to
discourage unrecorded interviewing, with the Code of Practice instructing
officers:
Do not conduct lengthy preliminary interviews with a suspect before a formal electronically recorded interview at a recognised interviewing facility.
Preliminary questioning, other than at a recognised interviewing facility, should be conducted only for the purpose of clearing up any doubt and/or ambiguity, unless delay would be likely to: interfere with or physically harm other people; lead to interference with evidence connected with an offence; lead to the alerting of people suspected of having committed an offence but not yet arrested; hinder the recovery of property. Once the risk has been averted or questions have been put to attempt to avert the risk stop interviewing. (NSW Police 1998: 25).
However, this leaves open the question of ‘preliminary
questioning’ at police stations. Indeed, such questioning is facilitated
by providing a procedure for the on-tape adoption of untaped confessions. The
ERISP instructions state that ‘Any relevant conversation
or activity not
recorded on ERISP System (sic) should be detailed to the suspect for adoption
during the subsequent electronically
recorded interview’ (NSW Police 1992:
12). The Code of Practice instructs officers ‘At the commencement of any
subsequent
interview read the written record of any earlier confession,
admission or statement onto the tape. Invite the suspect to comment
about what
has been read ... (A)dopt any relevant conversation had with the suspect before
the commencement of the interview.’
(NSW Police 1998: 26). Such a
procedure is a necessary corollary of the evidentiary rule that untaped
confessions are normally inadmissible:
otherwise, genuine examples of
confessions or admissions blurted out at the time of arrest would be lost.
However, it leaves ambiguous
the official attitude to preparatory interviewing.
The impact of such ambiguity on police practice was evident in our
findings. In the questionnaire study, 63% of the police officers
reported that,
in their most recent case, they had questioned the suspect before the beginning
of the ERISP. Almost three quarters
(74%, n=126) of suspects in sample 1 and 39%
(n=34) of suspects in sample 2 were identified as having been subject to some
pre-ERISP
interviewing which went beyond formalities of being informed about the
allegation, the caution and the option not to participate
in an ERISP. Such
pre-ERISP interviewer-suspect conversation was typically revealed when reference
was made to prior admissions or
denials or when general comments about what had
happened before were made by the suspect or interviewer. In other cases, there
were
tell-tale indicators that rehearsed interaction was on view. For example,
in 205, the interviewer cautioned the suspect emphatically
and laboriously,
adding the additional warning ‘you understand that what you say may result
in you being charged’. It
was clear that this was because he knew that the
suspect had changed his story since the first interview and was going to
confess.
In many cases, preliminary interviewing is openly acknowledged: such
ERISPs include the lengthy ‘adoption’ via ‘Do
you agree that
you said that..?’ questions relating to statements recorded in traditional
style in an officer’s notebook.
Stated baldly, these figures are
alarming, and could be taken as condemnation of the ERISP program. This would be
premature. Much
of this pre-ERISP interviewing is innocuous. One reason for this
takes us back to the points made above about the reality of the
interviewing
process: far from the dramatic myth, many police investigations and interviews
are mundane and not contentious. An assumption
that pre-ERISP questioning
routinely involves attempts to coerce or persuade suspects into confessing would
distract attention from
a less dramatic reality. Typically, officers talk to
suspects to find out how they will respond to formal questioning and to prepare
themselves for a formal interview. From this perspective, much informal
interviewing is part of the process of planning and preparing
for the ERISP. At
its simplest, it tells an officer how much work he or she is going to have to do
for the interview to be successful.
In interviews for our court study, a
detective answered our query about the purpose of the informal interview:
Basically to find out what their answers are going to be, whether they are going to admit it or deny it, you know, so you can then structure your interview accordingly. Things are going to be a lot easier if they are admitting things. Whereas if they are not, you are going to have to put a lot more questions (on ERISP) to them about trying to pinpoint their places, you know, what they were doing at the time, and putting to them the evidence ...that we have been given by witnesses and informers and those sort of people.. There is a lot more planning that is going to go into an interview where there is denying something than an interview where, you know, it is just free-and-easy.
Equally, the fact that there was pre-ERISP interviewing does not mean the subsequent ERISP is a mere formality. In 244, the suspect had clearly admitted involvement in a robbery: however, the interview was no mere formal repetition, but involved the collection of substantial, detailed, additional information about the offence. Similarly in 098, field notes recorded
there is a sense of ‘rehearsed’ questions and answers and ‘unrehearsed’ ones. The general outline of the main body of questions had apparently been explored...At the end of the interview, however, there was a brief series of questions that asked about the suspect’s possible involvement in other break and enter offences in the area. Hesitancy and concern shown by the suspect in response to being asked these questions appeared to be spontaneous. There was a sense of viewing the suspect as he was responding to these questions on the spot rather than how he could regurgitate responses or how he could respond to expected questions.
While we are not confident that we identified every case in which there had
been pre-ERISP questioning, it is worth noting that such
questioning did not
have a great impact on the confession rate: while 83% of those in sample 1 who
were pre-interviewed confessed,
so did 76% of those who were not.
These
comments seek to be realistic about the nature of everyday police investigations
without being complacent. It is recognized
that, as McConville’s examples
showed in England, an audio-visual record may present a completely misleading
picture from which
unreliable, unfair and inappropriate tactics used during
preparatory interrogation are obscured. Equally, even if such tactics are
not
employed, a suspect or defendant could allege that they were. The result could
be to revive the costly and damaging cycle of
allegation and denial which
electronic recording was intended to kill off.
In our samples, there were
some confessions which may have been obtained entirely properly, but the
recording of which raises rather
than dispels doubts. For example, in 003 a
suspect confessed on a tape to a long series of armed robberies, including
several for
which he had apparently not been a suspect. On tape were merely the
bland confessions, with no indication of the circumstances of
their production.
The investigating officers were at pains to record the suspect’s statement
that he had not been offered any
inducement. However, incidental references to
access to legal advice and entry to a witness protection program indicated that
these
were important factors in the production of his confession. The potential
for conjecture, and for lengthy legal dispute, about the
reliability of such
confessions is evident.
Similar considerations apply to interaction during
unrecorded breaks in interviews. In 229, the suspect claimed that police had
told
him ‘If you help us, we’ll help you’. However, when the
adopting officer asked if any inducement had been offered,
the suspect replied
‘Not at any stage’. This answer was clearly the result of discussion
between the suspect and police
(and possibly the suspect’s mother) during
an interview break. However, the accuracy and propriety of its production are
unknown
because the vital exchanges were not recorded. Uncertainty raises
doubts, just as it did before ERISP was introduced.
Competing claims have
been made about whether malpractice preceding formal interviews can be detected
from observing tapes. On one
hand, McConville asserts that ‘it is not
possible to tell from the video recording whether suspects have been the subject
of
improper pressure’ (McConville 1992b: 962). Those of us who are
sceptical about the ability of police interviewers to detect
deception should be
modest in their own claims that they can identify deception by police officers.
We were made to reexamine our
sense that we understood what we were watching by
067, in which a ‘rehearsal’ was exposed when the suspect failed to
deliver his lines correctly. The flow of an apparently genuine, original
interview was disturbed when the suspect stated that he
did not know who lived
in the house that was burgled. The interviewer interjected: ’Do you agree
I spoke to you before this
interview about this and you said there was an old
lady living at this address?’ If the ‘correct’ answer had been
given initially, the rehearsal would not have been apparent.
Baldwin is
slightly more optimistic, suggesting that 'a recording is valuable in offering
some insight into what has happened when
a suspect is questioned and in
providing a means by which an assessment might be made of whether a suspect has
been bullied or primed
beforehand' (Baldwin 1993: 328). One of our court study
cases involved a dramatic allegation that the suspect had been ‘pistol
whipped’ by police prior to the recording of the ERISP. The defence argued
that this claim was evidenced by the suspect’s
complaint on ERISP that he
had a headache; his pause when asked by the Adopting Officer if he had a
complaint to make about the interview;
and the fact that he rubbed his head
during the interview. However, the prosecution argued that the suspect did not
have visible
bruising on his head, but that he was drug affected, which
accounted for the pausing. Both parties argued that the interview visually
confirmed their view as to whether there had been pre-interview police
misconduct. This case suggested that identifying pre-ERISP
police misconduct was
not straightforward, even with the availability of a visually recorded police
interview. The ERISP may be
valuable in indicating how a suspect has been
treated earlier, but it is by no means conclusive.
Baldwin also suggests
that ‘the techniques of discourse analysis have already been used in the
courts in challenges to various
forms of confession evidence, and there is no
reason why they could not be used to good effect to expose indications of
earlier conversations
from the transcripts of formal interviews’ (1992:
1096). In Australia, doing so might be particularly useful in cases involving
Aboriginal suspects, whose speech patterns are often distinctive. An early and
much publicized example is the Stuart case, in which
it was shown that Max
Stuart did not speak in the way reported in his ‘confession’ (Inglis
1961; see also the recent
film Black & White).
Discourse analysis
will, of course only be a resort available to a small minority of suspects. For
most of those who confess and plead
guilty, the prospect of obtaining linguistic
experts to analyze their interview will be remote. Also, the issues will rarely
be as
clear-cut as in Stuart’s case. In a homicide case in our court
study, the defence attempted to use linguistic analysis in order
to determine
the suspect’s level of English fluency at the time of the ERISP recording
and thereby question the admissibility
of some answers given. Even this
seemingly uncontroversial issue of whether the suspect could understand fully
what was being asked
of him was not clear-cut. Linguistic analysis to assess
whether a suspect has been bullied or primed beforehand seems likely to
be even
more controversial.
It would be naive to think that the need to produce an
audio-visual record exerts no influence on officers’ behaviour, or that
suspects can be coerced into agreeing to anything. Even officers who are
prepared to coerce suspects have to be confident that any
mistreatment of,
pressure on, or deal stuck with a suspect is going to be effective enough to
ensure that there is no embarrassing
outburst when the ERISP is
recorded.
Equally, it would be naïve to suggest that it is only police
who prefer some interaction to be unrecorded. Some suspects may
be prepared to
speak informally, but not to cooperate during the ERISP. Detectives suggested to
us that many experienced criminals
will talk to the interviewer informally, but
will not co-operate when what they are saying is recorded. Perhaps more
significantly,
suspects may well be reluctant to talk on the record about other
people’s involvement in offences, or indeed their own involvement
in
offences other than that for which they were arrested. While conducting research
on police questioning in England, I observed
several cases in which it was the
suspect who insisted that sections of the interview dealing with these matters
should not be recorded
(Dixon et al 1990: 135-6). A notable feature of
interviews in our ERISP samples was how little discussion of other people or
other
offences was included.
Concentrating on coerced confessions which have
been obtained in pre-ERISP questioning would divert our attention from more
mundane
but significant issues. It would be valuable to pay closer attention to
cases in which the pre-ERISP interviewing is openly acknowledged.
For example,
from a psychological perspective, the compliant and responsive role allocated to
the suspect in procedures for adopting
previous questions and answers may have
significant effects. In one extreme instance in our sample, the suspect was
asked no less
than 96 ‘Do you agree ...?’ questions in 15 minutes,
all of which were answered ‘Yes’. The repetition of
questions in
this form is highly conducive to compliance. In his linguistic analysis of ERISP
interviews, Hall reports a 55:1 affirmative
response rate (1998: 62).
Psychological and linguistic analysis may demonstrate the subtle
reconstruction of statements in these processes. Hall draws attention
to the
potential for this questioning style to lead suspects to adopt statements that
they did not make. Almost inevitably, a DYA
question will contain the
officer’s paraphrase of the original exchange even if an attempt at
contemporaneous note-taking is
made (Coulthard 1992). In any case, notebook
interviews are often, by necessity, written up after the exchange rather than
contemporaneously.
The result is that a DYA question ‘allows paraphrased
speech to be represented as quoted speech, which it then accompanies
with an
on-the-record agreement to the quotation from those being misquoted’ (Hall
1998: 65).
For example, in 031, police asked the suspect a series of DYAs,
including one about a cheque. He was then asked ‘DYA you said
“What,
the one at the [X] place? I was going to pay it back.”’ Similarly,
in 123, the suspect denied knowing that
some material in his possession was
stolen. The interviewer confronted him with his pre-ERISP admission:
When I spoke to you earlier do you agree I asked you if you knew it was stolen and you said, ‘I had a sneaking suspicion it may have been.’ The suspect visibly was shaken as he answered, ‘Yes, I did say that, yes, sir.’
Finally, in 216, the suspect insisted that another
person had stolen some electrical equipment and that he was not involved.
However,
the interviewer then sought to adopt material recorded earlier in his
notebook. This included the suspect’s statement ‘We
just went to the
clinic for needles. And we walked back and saw a girl and guy and we asked to
look at their stereo.’ The interviewer
asked ‘Is that right?’
The suspect appeared hesitant, but said ‘Yes’. The suspect was
linked to the offence
indirectly, via the officer’s representation of
words which conflicted with his earlier account and which he accepted
hesitantly.
Hall argues that this technique elides the difference between
pre- and post-ERISP questioning. Before ERISP, ‘interviewing officers
would write a paraphrased first person recount of a suspect’s version of
events and then ask the suspect to ‘adopt’
this paraphrased version
by signing in the margins of the document’ (1998: 60). From this
perspective, presenting the suspect
with statements which he/she is asked to
adopt by answering a ‘Do you agree..?’ question is very similar. The
result,
according to Hall, is that ‘the suspect goes on record as having
made statements (orthographically represented as quoted speech)
which have been
recorded no more or less accurately than they would have been prior to the
introduction of electronically recorded
interviews, the key difference being
that, now, the suspect’s adoption is less arguable by virtue of her/his
agreement being
captured electronically’ (1998: 63).
Such
incriminating statements may have been accurately recorded, but they echo
verballing styles and raise (possibly unfounded) concerns
about police integrity
which ERISP was intended to allay. The suspect is asked to confirm an account
which has been constructed by
the police officer. Inevitably, this involves a
process of selection and emphasis: it may also involve distortion.
This
point must not be overstated. It is certainly better that a suspect is asked to
‘adopt’ on tape a confession or admission
which has been made away
from recording facilities than that police are permitted to give evidence of
unrecorded confessions and
admissions. This was vividly demonstrated by a recent
case in which the High Court of Australia unfortunately declared admissible
police evidence of an unrecorded, incriminatory comment made by a suspect in
police station car park soon after the conclusion of
a recorded interview in
which he had denied the
offence.[14] This
approach simply invites process corruption.
Responding to the problem of unrecorded questioning
It has been suggested here that pre-ERISP
interviewing is usually a matter of routine. Nonetheless, it threatens the
integrity of
the system. ERISP shows that a suspect made confessions or
admissions, not how he or she came to do so. As noted above, establishing
the
reliability of a confession is harder than merely proving that it was in fact
made. Given what we know from other jurisdictions
about deliberate misconduct
and inadvertent influence by interviewers and about apparently irrational
responses by suspects, there
is no room for complacency. It is necessary to have
as much questioning recorded as possible. The problems of recording field
interrogations
mean that questioning should be conducted in police stations
wherever feasible. This should not put unrealistic demands on police.
Claims
that spontaneous outbursts make recording impracticable echo arguments from the
1980s that electronic recording would be impossible.
The response now should be
same as then: of course, exceptions must be allowed, but these must be in
defined circumstances and/or
subject to rigorous scrutiny.
So long as much
interviewing is conducted before the ERISP machine is activated, there will be
room for controversy about what happened.
Such controversy includes doubt about
the reliability of recorded confessions. The potential benefits of ERISP are
dissipated if
it is used to record rehearsed material. It should be stressed
that, from all the evidence available, the costs and problems to police
of
comprehensive recording are minimal. If a police officer feels uncomfortable
about using an interviewing technique on tape, then
that technique may well not
produce reliable results. It should be noted that our suggestion is that the
costs are minimal, not that
they do not exist. As explained above, there are
going to be occasions when recording is impossible or inappropriate – eg
when
a suspect insists that he/she will not name an accomplice while being
recorded. This is not an unusual dilemma in policing: the objective
is the
minimization of problems, not some problem-free utopia. Police should record all
questioning of suspects conducted within
police stations and should only
interview suspects in police stations (except in cases of exceptional need which
fall within specified
categories). Wherever possible, suspects should be asked
to repeat unrecorded confessions on tape. If they are not asked to do so
(or
their refusal to do so is not recorded) , there should be grave suspicion about
such
confessions.[15]
Scepticism
about this insistence on the need for comprehensive recording may be answered by
referring to two of the high profile,
very serious cases with which this paper
is not generally concerned, the prosecutions in Britain of George Heron and of
Stephen Miller,
Tony Parris and Yusef Abdullahi (the ‘Cardiff
Three’). In Heron’s
case,[16] an important
factor in establishing that the confession was unreliable was interview
transcripts showing how the investigators had
provided Heron with cues. For
example, in these crucial exchanges, Heron came to confess that he had used a
knife in the murder:
Q Now you’d hit Nikki when she was lying on the floor, you hurt her again
didn’t you George you hurt her with something...
A Yes
Q What did you use? Come on
A Metal
Q A metal what?
A Bar
Q Bar?
A Well, a piece of metal
Q And what did you do with that piece of metal was it a knife, George?.
A It was sharp
Q It was sharp, where did you get it from? George... did you have it with you?
A No
Q You must have had it with you
A I don’t remember having it with me ... (24/41-2)
Q ...what sort of metal are we talking about?
A Sharp
Q Sharp metal
A Metal
Q What are we talking about though, was it an object?
A Small, sharp, metal... (26/8)
Q What was this sharp metal object..?
A Knife (26/9)
If the court had only had a record of Heron repeating his final confession,
the problematic nature of its production would not have
come to light. Even
after his acquittal, the interviewers found it hard to accept that there was a
problem in how they obtained the
confession. It seems certain that the
constitution through suggestion and adoption of key phrases in Heron’s
confession would
not have appeared in evidence had they not been electronically
recorded. This is not to suggest that they would have deliberately
behaved
improperly. Rather, in retrospect, the precise content of these crucial
exchanges would not have been remembered or regarded
as important.
By
contrast in the Cardiff Three’s
case,[17] the
interrogators’ approach in interviewing Stephen Miller can only be
regarded as oppressive. The relevant issue here is that
the Court of Appeal
stressed the significance of hearing the tone of the interrogation and hearing
all the interviews. If only a
rehearsed confession been available, the
conviction might not have been overturned. This is important because we now
know, not just
that the Cardiff Three’s guilt was not proved beyond
reasonable doubt, but that they were innocent. DNA analysis has subsequently
identified the person who committed the crime. These cases starkly illustrate
the mistake of treating due process as the opponent
of crime control. In
Heron’s case, a suspect against whom there was significant circumstantial
evidence avoided conviction
not because of a legal technicality, but because
poor interviewing produced an unreliable confession. In Miller, Parris and
Abdullahi’s
case, oppressive interrogation resulted in three men being
convicted of a murder that they did not commit and the real murderer almost
escaping justice.
Dealing with partial recording requires a more general
remedy. What is needed is a renewed commitment to the legal regulation of
policing by the development of rules, policies and standards (Dixon 1997: ch.7).
This does not mean more rules, a message which would
find favour with no-one. It
means having better rules which (in the terminology of the Policy Studies
Institute: see Smith &
Gray 1985) become ‘working rules’, (ie
part of the cultural and other norms which guide everyday working practice)
rather
than ‘inhibitory rules’ (which are effective only if there is
an immediate prospect of their enforcement) or ‘presentational
rules’ (whose main purpose is placate a public audience).
Such rules
must be made with statutory authority, not left to the police to produce. None
the less, police should be directly involved
in the production of the rules in
this as in other areas. (For elaboration of this argument, see Dixon 1997:
ch.7). While courts
will play an important role in interpreting and enforcing
rules, they cannot be expected to take the leading role in regulating policing.
In their different ways, the experiences of the USA and Australia demonstrate
that judicial control is inadequate because it depends
on the vagaries of case
law, which does not allow for detailed prospective regulation.
One response
to this call for statutory regulation is likely to be that the Police and
Criminal Evidence Act 1984 is an example of
such regulation, and that it
facilitated rather than prevented the type of conduct reported by McConville.
For McConville, the examples
of abuse which he cites provide evidence of the
ineffectiveness of PACE which, despite its ‘elaborate system of internal
supervision
and accountability’, has ‘failed to penetrate police
working practices and relationships’(McConville 1992a: 545).
This
conclusion echoes the findings of his work with Sanders and Leng (McConville et
al 1991). From my perspective, this approach
is excessively pessimistic. These
matters were the subject of a somewhat acrimonious dispute a decade ago (Noaks
et al eds 1995).
It is unfortunate that the focus of research has moved on and
that empirical research on the use of police powers has become unfashionable.
Legal regulation should establish positions from which a variety of
pressures are put on the investigatory practice of police officers.
Audio-visual
recording is just one of those potential pressures. Others include proficient,
well-resourced legal advisers (and, for
vulnerable suspects, social workers
trained to take the role of appropriate adult); rules of evidence in the hands
of judges and
magistrates who are prepared to be active in the control of
policing; and senior officers who are prepared to supervise in order
to ensure
that investigators work with in the rules and use approved techniques for
questioning suspects. None of these is a panacea
or a silver bullet. While it is
as foolish to think of them as such, it is equally foolish to reject one or the
other on the grounds
that it will not change police practices (see eg Sanders
and Young 2003). Progress may be possible through the combination of various
(admittedly flawed) mechanisms, of which audio-visual recording is one.
Conclusion
This assessment of ERISP has returned us to the much broader and more complex issue of regulating police practice. Audiovisual recording is not enough by itself: it must be used as a tool in a general regime of regulation. The recorded interview is just one stage in a suspect’s detention. Its reliability and propriety depend substantially on legal regulation of the context in which interviewing takes place. Such problems can only be tackled by much more rigorous regulation of investigative practices and, in particular, by requiring that (with the caveats noted above) all interviews should be electronically recorded in full. There are obvious incentives for officers to question suspects before a formal recorded session. If electronic recording is to have a significant role in controlling police interviewing and ensuring the reliability of confessions by providing more than confirmation of what a suspect said in a rehearsed interview, then effective legal and supervisory regulation of investigative practices is necessary.
References
Alderson, K. (2001), Powers and Responsibilities: Reforming NSW Criminal Investigation Law. Unpublished PhD thesis, University of New South Wales.
Anderson, T. (1992), Take Two: The Criminal Justice System Revisited. Sydney: Bantam.
Aronson, M. and Hunter, J. (1998), Litigation
5th ed . Sydney: Butterworths.
Baldwin, J. (1990),
‘Police interviews on tape’, New Law Journal 11 May pp.662-3,
681.
---- (1992), ‘Suspect Interviews’, New Law Journal 31 July pp. 1095-6.
---- (1993), 'Police Interview Techniques: Establishing Truth or Proof?' British Journal of Criminology 33: 325-52.
Bottomley, A.K., Coleman, C.A., Dixon, D., Gill, M. & Wall, D. (1991), The Impact of PACE: Policing in a Northern Force. Hull: Centre for Criminology & Criminal Justice.
Carrington, K. et al. eds. (1991), Travesty: Miscarriages of Justice. Sydney: Pluto.
CLRD (1984), The Use of Electronic Equipment to Record Police Interviews. Sydney: Criminal Law Review Division.
CLRD (1986), A Proposed System of Electronically Recording Police Interviews with Suspected Persons. Sydney: Criminal Law Review Division.
Coulthard, M. (1992), ‘Forensic Discourse Analysis’, in M.Coulthard ed., Advances in Spoken Discourse Analysis, London: Routledge, 242-58.
Dixon, D. (1997), Law in Policing: Legal Regulation and Police Practices Oxford: Clarendon Press.
----, Bottomley, A.K., Coleman, C., Gill, M. & Wall, D. (1990), ‘Safeguarding the Rights of Suspects in Police Custody.’ Policing & Society 1: 115-40.
---- & Travis, G. (2003), Police Questioning and ERISP, Draft report to NSW Police, unpublished.
Geller, W.A. (1992), Police Videotaping of Suspect Interrogations and Confessions: A Preliminary Examination of Issues and Practices. Washington DC: National Institute of Justice.
Gudjonsson, G. (2003),. The Psychology of Interrogations and Confessions. Chichester: Wiley.
Hall, P. (1998), Do you agree that you said, “It’s like this, she did fall down the stairs...”: Electronic recording of interviews with suspect persons (ERISP): Register or merely situation? Unpublished, BA (Hons) thesis Macquarie University.
Inglis, K.S. (1961), The Stuart Case. Melbourne: Melbourne University Press (2nd ed Black Inc, 2002).
Leng, R (1994), ‘A Recipe for Miscarriage: the Royal Commission and Informal Interviews’, in M. McConville & L. Bridges, eds. Criminal Justice in Crisis Aldershot: Edward Elgar, 173-85.
McClintock, I. & Healey, A. (1987), ‘Getting it Taped: Recording Police Interviews’, in G. Zdenkowski, C.Ronalds & M.Richardson, eds The Criminal Injustice System: Volune 2, Sydney: Pluto, 5-41.
McConville, M. (1992a), ‘Videotaping Interrogations: Police Behaviour on and off Camera.’ Criminal Law Review, 532-48.
---- (1992b), ‘Video Taping Interrogations.’ New Law Journal 11 May pp. 960, 962.
----, Sanders, A. & Leng, R. (1991), The Case for the Prosecution. London: Routledge.
McGurk, B.J., Carr, M.J. and McGurk, D. (1993), Investigative Interviewing Courses for Police Officers: An Evaluation Police Research Series Paper # 4, London: Home Office Police Department.
Memon, A (1999), 'Interviewing Witnesses: The Cognitive Interview' in Memon & Bull eds., 1999: 343-55
Memon, A & Bull, R eds (1999), The Psychology of Interviewing, Chichester: Wiley.
Milne, R & Bull, R (1999), Investigative Interviewing: Psychology and Practice. Chichester: Wiley.
Mortimer, A & Shepherd, E (1999), 'Frames of Mind: Schemata Guiding Cognition and Conducting the Interviewing of Suspected Offenders' in Memon & Bull: 1999: 292-315,
Newburn, T. et al. (2004). The Introduction of Visual Recording of Police Interviews with Suspects. LSE/Kent University, unpublished.
Noaks, L. et al eds (1995), Contemporary Issues in Criminology. Cardiff: University of Wales Press.
NSW Law Reform Commission (1990). Police Powers of Detention and Investigation after Arrest, Report #66, Sydney: NSWLRC..
NSW Police (1992), ERISP Instructions and Guidelines Manual. Sydney: NSW Police.
--- (1998), Code of Practice: Custody, Rights, Investigation, Management, Evidence. Sydney: NSW Police.
PAG (Prisoners’ Action Group) (1989), ‘Will Video Stop Verbal?’ Current Issues in Criminal Justice, 1: 81-3.
Pearse, J. & Gudjonsson, G.H. (1996). 'Police Interviewing Techniques at Two South London Police Stations.' Psychology, Crime and Law 3:63-74
Sanders, A. & Young, R. (2003). ‘Police Powers’, in T. Newburn, ed. Handbook of Policing, Cullompton: Willan, 228-58.
Sekar, S. (1997). Fitted In: the Cardiff 3 and the Lynette White Inquiry. London: The Fitted In Project.
Smith, D.J. and Gray, J. (1985), Police and People in London. London: Policy Studies Institute.
Stevenson, J. (nd), A Study of Evidence Presented to the District Court in NSW. Sydney: Bureau of Crime Statistics & Research.
Vennard, J. (1984), ‘Disputes within Trials over the Admissibility and Accuracy of Incriminating Statements,’ Criminal Law Review 15-24.
Vrij, A. (1999), 'Interviewing to Detect Deception' in Memon & Bull 1999: 317-26
Wood, J.R.T. (1996), Interim Report of the Royal Commission into the NSW Police Service. Sydney: Royal Commission.
___________________________________________
[1] Miranda v
Arizona [1966] USSC 143; 384 US 436
(1966).
[2] Police
and Criminal Evidence Act 1984.
[3] Governor Rod
Blagojevich, quoted ‘Ill. Law 1st to order taping
murder confessions’ USA Today 18 July 2001, 3A. See also
‘Illinois will require taping of homicide interrogations’ New
York Times 17 July 2003. Taping is required in Alaska and Minnesota as a
result of court rulings.
[4] An earlier
version of this paper was presented at the International Conference on Police
Interviewing, École Nationale de
Police du Québec, 9-11 February
2004.
[5]A private lawyer
was present in just 2 of the 262 interviews in our samples of recorded
interviews (see below for further details).
In four others, there was a
representative of an Aboriginal legal organization: such organizations must be
informed when an Aboriginal
person is detained.
[6]
http://www.police.nsw.gov.au/about/About.cfm
[7]
An admission made in the course of official questioning relating to an
indictable offence (other than one that can be dealt with
summarily without the
consent of the accused person) is not admissible unless a tape recording of the
interview is available to the
court (unless the prosecution establishes that
there was a reasonable excuse as to why a recording could not be made): Criminal
Procedure Act 1986 s.108; this section was introduced as Crimes Act 1900 s.424A
as part of the reform of the law of evidence in
1995.
[8] The main
exception is the bizarre case of Evan Pederick. Even here, most attention has
been on other aspects of the case, and the
authorities continue to treat
Pederick’s confession as genuine (Anderson
1992).
[9] Support by
an Australian Research Council/ NSW Police Linkage Grant is gratefully
acknowledged. The success of the project depended
on Gail Travis, my excellent
research assistant.
[10] The issue of
preparatory or rehearsal questioning has attracted considerable attention in
England. With exception of Irving and McKenzie
(1989), ‘all of the major
post-PACE studies have found substantial evidence that informal interactions
have a significant role
in police investigations’ (Leng 1994: 174).
[11] The police
force was experimenting with the use of audio-visual recording. In England and
Wales, a system based on audio-taping was
introduced in the later 1980s: there
has been spasmodic interest in videotaping, and it is currently being
reevaluated (see Newburn
et al. 2004).
[12] The officers
‘appeared to forget’ that they were being recorded (McConville
1992a: 533)
[13] It should also be made clear that we are not claiming that NSW officers engage in the practices reported by McConville: our point is that research has not been conducted on investigative practice before ERISP in NSW, and we make no claim to knowledge about the full process.
[14] Kelly
[2004] HCA 12. By contrast with this narrow legalism, the High Court took
adopted a purposive approach in Nicholls & Coates [2005] HCA 1.
[15] See
Kelly op. cit.
[16] Unreported,
Leeds Crown Court, 1 Nov. 1993; see Dixon 1997: 172-6; Gudjonsson 2003:
96-106.
[17] [1993]
97 Cr App R 99; Sekar 1997; Gudjonsson 2003: 515-16.
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/journals/UNSWLRS/2008/28.html